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Partner Michael Wise joined Lawrence Kamin in 1989. His practice centers on the
financial services industry, encompassing compliance, transaction and litigation
matters.
Michael counsels brokers, advisers, derivatives market participants and funds.
He regularly handles compliance issues, complex transactions and enforcement
inquiries. Recently he has been active in helping clients respond to new
requirements mandated by the Dodd Frank Act. Michael's litigation activities include
arbitrations before securities and futures exchanges, and appearing on behalf of
investment professionals in disciplinary proceedings. Michael also advises officers
and directors in corporate and employment related matters, including internal
investigations, and regularly represents professionals, such as accountants and
other attorneys working in the financial services area.
In addition to serving as a seminar panelist for various industry association events, Michael has co-authored articles on financial services issues with Paul Uhlenhop, including “Managing Regulatory Investigations,” published in The Review of Securities and Commodities Regulation and “Regulatory Examinations For Cause.”
When not spending time with his family, Michael can be found bike-riding throughout the Chicagoland area.
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Business & Corporations
Futures & Derivatives
Litigation
Securities
Lawrence, Kamin, Saunders & Uhlenhop LLC
Partner: 1989-Present
Associate Counsel, Chicago Stock Exchange
Special Assistant United States Attorney
Branch Chief, Securities and Exchange Commission,
Office of Enforcement
Washington University School of Law, J.D., 1979,
Order of the Coif
Columbia College-NYC, B.A., 1976
State of Illinois
United States District Courts
Northern District of Illinois, including Trial Bar
Chicago Bar Association
National Society of Compliance
Adjunct Professor Chicago Kent College of Law
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