Capital, Margin, Clearing and Operations of Financial Service Firms

Principal Attorneys
John Ruark
Paul Uhlenhop
Michael Wise

The areas of capital and margin regulation, clearance and settlement have never been more complex, just as Lawrence Kamin’s expertise and experience in this area have never been more vital to our clients’ operations.

Our depth of knowledge in these fields is best illustrated by Paul Uhlenhop’s long service as chairman of the Capital and Accounting panel of the IIT Chicago-Kent College of Law Commodities Law Institute and the concentrated expertise in clearance and settlement of securities and derivative products of Michael Wise, former counsel to the Chicago Stock Exchange. Our veteran attorneys advise securities and futures firms on correspondent and clearing arrangements and on capital and operational questions.  We also counsel accounting firms performing audits of securities and commodities professionals.


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