Lawrence, Kamin, Saunders & Uhlenhop

Mitchell Goldberg To Lecture At Northwestern University Law School

On February 20, 2012, LKSU partner Mitchell Goldberg will speak on negotiation skills for Adjunct Professor Lisa Zulanas' negotiation class in the Program on Negotiation and Mediation at Northwestern University Law School. In addition to discussing negotiation skills and strategies, Mitch will address student questions as to negotiation techniques in real-life litigation and mediation settings.

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Mitchell Goldberg and Ted Koester Volunteer As Panelists for the Annual Practice Tracks Event at Chicago Bar Association

On February 16, 2012, LKSU Partners Mitchell Goldberg and Ted Koester will join with other attorneys at the Chicago Bar Association to meet and talk about the practice of law in Chicago with law students from the schools that make up the Chicago Area Law School Consortium (CALSC). Mitch and Ted will address the handling of commercial litigation and general law matters, respectively. .

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Mitchell Goldberg Helps Lead Networking Workshop at DePaul University

On February 1, 2012, LKSU Partner and DePaul Alumni Sharing Knowledge (ASK) Mentor Mitchell Goldberg, along with highly regarded networkers, Lisa Zulanas (Director of Learning and Development at Levy Restaurants and Adjunct Faculty at Northwestern University School of Law, Program on Negotiation & Mediation), Dan Cotter (Director at Local First Chicago and co-founding member of Korey Cotter Heather & Richardson, LLC) and Bonnie Tunick (Assistant Director at DePaul University Law Career Services and DePaul ASK Mentor), will speak to a group of professionals and students regarding effective networking skills and relationship building at an event entitled "GROW Your Network: Defining Goals While Seeking Opportunities and Promoting Others." After the panel discussion, participants will have an opportunity to receive on-the-spot coaching in joint marketing skills with professional development experts in attendance and an opportunity to engage in open networking with other participants.

More information on the event can be found at http://depaulask.posterous.com/grow-your-network-defining-goals-while-seekin.

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LKSU Hosts Resolution Systems Institute's January Executive Committee Meeting

LKSU was pleased to host the January Executive Committee meeting of Resolution Systems Institute (RSI) www.Aboutrsi.org/, a Chicago non-profit organization whose mission is to strengthen justice by enhancing court ADR systems. RSI helps court ADR programs function in an effective manner while meeting the procedural justice needs of participants. RSI does this at the national level by providing informative resources on www.CourtADR.org, an online court ADR resource center. RSI also works directly with state and federal courts in Illinois to develop, monitor and evaluate court ADR programs. LKSU Partner Kent Lawrence is a long-time supporter of RSI and serves on RSI's advisory board.

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John F. Mahoney Appointed to the Chicago Bar Association's Legislative Committee

In September 2011, partner John F. Mahoney was appointed to the Chicago Bar Association's Legislative Committee. The Legislative Committee reviews legislative proposals developed by the Chicago Bar Association's substantive law committees and makes recommendations to the Chicago Bar Association's Board of Governors for action.

As Mayor of the Village of Palos Park, John Mahoney participates in a number of cooperative governmental associations, including the Southwest Conference of Mayors, where he serves on the Transportation Committee, the Metropolitan Mayors Caucus and the Chicago Metropolitan Agency for Planning (CMAP), where he serves on the Council of Mayors Executive Committee.

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Mitchell Goldberg recognized as "Rising Star" by Super Lawyers Magazine 2012

LKSU offers its sincerest congratulations to Mitchell Goldberg for being recognized as a "Rising Star" in the field of Securities Litigation. Mitchell was previously named as an Illinois Rising Star for both 2008 and 2009. As a firm committed to excellence in the practice of law, LKSU takes great pride in having the talents of Mitch Goldberg recognized by the greater Illinois legal community.
http://www.superlawyers.com/illinois/lawyer/Mitchell-B-Goldberg/123f111b-6dcf-46c9-ae9a-660d91599363.html

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Paul Uhlenhop and Kent Lawrence recognized by Super Lawyers Magazine 2012

LKSU offers its sincerest congratulations to partners Paul Uhlenhop and Kent Lawrence for being recognized as "Super Lawyers" in their respective practices by Super Lawyers Magazine. LKSU takes great pride in having the talents of two of its partners recognized by the greater Illinois legal community. http://www.superlawyers.com/illinois/lawfirm/Lawrence-Kamin-Saunders-and-Uhlenhop-LLC/6ca17d00-5f7f-4bcb-b2f2-d974154158a7.html

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Recent Changes to Illinois' Estate Tax Laws

On December 16, 2011 Governor Quinn signed legislation that will increase the Illinois' estate and generation-skipping transfer tax exemptions. Specifically, on January 1, 2012 these exemptions will increase from $2 million to $3.5 million, and then to $4 million on January 1, 2013.

What this means is that one can leave more money to one's family and friends ($1.5 million more next year and $2 million more in 2013) without incurring any Illinois estate or GST tax. If you have updated your estate plan (i.e. wills and trusts) in the past few years, you do not need to do so again, unless your circumstances have changed substantially (i.e., change to your marital status, birth or adoption of a child, receipt of an inheritance, etc.). Some significant differences still remain between Illinois and federal estate and GST taxes, so planning is necessary to minimize those taxes.

For more information about this or any other estate planning, tax or business law topic, please contact Ted A. Koester at 312.924.4257 or via e-mail at tkoester@lksu.com

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Paul Uhlenhop, John Monical, and Mitchell Goldberg Publish Article Titled Outside Business Activity in Wolters Kluwer's Practical Compliance & Risk Management for the Securities Industry (November/December 2011)

Paul Uhlenhop, John Monical and Mitchell Goldberg authored Outside Business Activity, an article published in Practical Compliance & Risk Management for the Securities Industry (a Wolters Kluwer publication, November/December 2011). The article provides a detailed discussion of: (1) the FINRA Rules and proposed rules relating to outside business activities and private securities transactions; (2) the arbitrability and theories of civil liability in selling away cases; and (3) suggested compliance procedures and best practices for minimizing outside business activity violations and exposure.

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Paul Uhlenhop was an honored guest at the Illinois State Bar Association on December 7, 2011

Paul Uhlenhop was an honored guest at the Illinois State Bar Association luncheon on December 7, 2011, and was awarded the title of Distinguished Counsel for lawyers who have been admitted to the bar for 50 years or more.

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Mitchell Goldberg to Speak at DePaul University Decalogue Event

On November 29, 2011, Mitchell Goldberg (LKSU partner and DePaul ASK Mentor) addressed DePaul University's student Decalogue Group regarding effective networking skills and relationship building.

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Mitchell Goldberg and LKSU Host Decalogue Law Student Event

On November 10, 2011, in collaboration with the Decalogue Society of Lawyers' Law Student Committee, Mitchell Goldberg and LKSU hosted a Decalogue Law Student Event entitled "Illinois State Court Clerkships: A Panel Discussion with the Judges." Speakers included Justice Robert Gordon, Judge Moshe Jacobius and Judge Allen Goldberg. The event offered the opportunity to learn about the Illinois state court system from the judges who preside within it and the clerks who make the system work. Participants learned more about the role of law clerks in the different divisions and insight into applying for these exciting jobs.

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Tom Bennington elected to Downer's Grove Chamber of Commerce Board of Directors

Lawrence Kamin is pleased to announce that Tom Bennington was recently elected to the Board of Directors of the Downer's Grove Chamber of Commerce. The firm wishes much success to Tom and the Chamber for a wonderful and productive year. More information regarding Tom's appointment and the Downer's Grove Chamber of Commerce can be found here: http://www.downersgrove.org/about/board.html.

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Michael Wise Serves as NSCP Panelist

Michael Wise participated in a panel at the National Securities Compliance Professionals' annual meeting, held in Baltimore from October 17-19, 2011. Along with Jennifer Woods Burke from Compliguide and Tracy K. Webb from the New York State Comptroller's Office, Michael addressed Detecting and Preventing Fraud and Misappropriation. The panel focussed on current issues for broker dealers and investment advisers.

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Paul Weltlich, Karen Gossman and Mitchell Goldberg participate in John Marshall Law School's Thirtieth Annual International Moot Court Competition in Information Technology & Privacy Law

Paul M. Weltlich, Karen E. Gossman and Mitchell B. Goldberg are participating as brief graders for the Thirtieth Annual John Marshall Law School International Moot Court Competition in Information Technology & Privacy Law. More details regarding the event can be obtained at http://www.itmootcourt.com/index.html.

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Mitchell Goldberg Lectures At Northwestern University Law School

On October 10, 2011, LKSU partner Mitchell B. Goldberg was invited to speak on negotiation skills for Adjunct Professor Lisa Zulanas's negotiation class in the Program on Negotiation and Mediation at Northwestern University Law School. Apart from discussing negotiation skills and strategies, Mitch fielded student questions as to negotiation techniques in real-life litigation and mediation settings.

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Paul Uhlenhop Chaired the Drafting Committee of the American Bar Association Committee on Federal Regulation of Securities' Recent Comment Letter

Paul Uhlenhop chaired the Drafting Committee of the American Bar Association committee on Federal Regulation of Securities' recent comment letter to the Securities and Exchange Commission on proposed rule changes regarding broker-dealer reports, audits and notification to the Commission. The proposed rule changes the proposing release and the Committee's consent letter may be found at http://www.sec.gov/rules/proposed/2011/34-64676fr.pdf, proposing release, Broker-Dealer Reports, Release No. 3464676 (June 15, 2011), SEC File No. S7-23-11.

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Kent Lawrence Hosts Forum on Mediation

On Wednesday, November 2, 2011, between 11:30 AM and 1:30 PM at John Marshall Law School, 315 South Plymouth Court, Chicago, (room to be announced), Kent Lawrence will conduct a program entitled: “Disingenuousness and Deceit in Mediation Advocacy.” Mediation is a form of negotiation and as such it is inherently not strictly honest and above-board, BUT what is acceptable (or at least accepted) in mediation by advocates?

This program provides 2 Hours Professionalism CLE credits. We expect this class to fill rapidly - to ensure your place, please register now: http://events.constantcontact.com/register/event?llr=fogbvycab&oeidk=a07e4oo6awuad7efd1a

The Decalogue Society of Lawyers is an accredited MCLE provider. To register for any lecture, contact Decalogue at decaloguesociety@gmail.com (unless otherwise specified, 2 days notice required). Programs provide 1 credit, unless otherwise specified.

**ALL LECTURES ARE FREE AND OPEN TO THE PUBLIC** Legal Education Series, Joel L. Chupack, Chair; Mitchell B. Goldberg, Co-Chair. http://decaloguesociety.org/lectures_events.aspx.

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Mitchell Goldberg and LKSU Host Networking Workshop

On September 21, 2011, in collaboration with DePaul Law Career Services, Mitchell Goldberg (Partner at LKSU and DePaul ASK (Alumni Sharing Knowledge) Mentor) hosted a networking workshop entitled "Networking Skills Building: Becoming the Person Others Want to Know" at LKSU's offices. The workshop brought together recent DePaul Law graduates and professionals to allow for an informal networking training session.

The workshop included a panel discussion on joint networking skills entitled: "Keys to Being a Resource, Promoting Others and Building a Networking Plan." The panel included Cheryl Kettler (Adjunct Faculty, DePaul University College of Law Legal Writing and Transactional Legal Drafting), Bonnie Tunick (Assistant Director, DePaul University College of Law Career Services), and Mitchell Goldberg. In addition to the panel discussion, participants had an opportunity to receive on-the-spot coaching in joint marketing skills and an opportunity to engage in open networking with other participants.

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Ted Koester to speak on Trust Administration at National Business Institute (NBI) Seminar

On Monday, November 14, 2011, at the Hilton in Lisle, Illinois (3003 Corporate West Drive) Ted Koester will speak on Trust Administration topics such as 1) fiduciary duties for trustees and attorneys acting as trustees; 2) income tax rules for trusts; and 3) trust accounting. To RSVP or for more details, please contact NBI at 800-930-6182.

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Ted Koester to speak on Business Succession Planning at the West Ridge Chamber of Commerce

On Wednesday, September 21, 2011, at 9 am, in the lower level of the Devon Bank (6445 N. Western Avenue, Chicago, IL) Ted Koester will lead an educational discussion on how entrepreneurs and families can transition their businesses to the next generation. Some of the topics Ted will discuss will be 1) ways to maintain and/or transfer control of the business; 2) minimizing taxes on the transfer; and 3) addressing issues concerning children in the business. To RSVP phone 773-743-6022. There is no cost for attending.

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Mitchell Goldberg Profiled as One of DePaul University’s “14 Under 40” Success Stories

Every year, DePaul University selects 14 alumni under 40 whose personal histories and achievements show the real measures of a DePaul University education. Lawrence Kamin is extremely proud that one of its own, Mitchell Goldberg, was recognized in this way. It is equally proud that Mitch made the cover of the Fall issue of DePaul Magazine, where these 14 under 40 were profiled. Mitch’s profile can be seen at www.depaul.edu/magazine. A PDF version of the Fall issue of DePaul Magazine can be seen by clicking on this link.

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Mitchell Goldberg appointed Vice Chairman of DePaul University College of Liberal Arts & Social Sciences Dean's Advisory Council

Lawrence Kamin is pleased to announce that Mitchell Goldberg recently accepted an appointment to serve as Vice Chairman of the Dean’s Advisory Council for DePaul University’s College of Liberal Arts & Social Sciences. The firm wishes much success to Mitchell and the entire Advisory Council for a wonderful and productive year.

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Kent Lawrence, Paul Uhlenhop and Michael Wise recognized as Chicago’s Best Lawyers ® Magazine 2011

LKSU offers its sincerest congratulations to partners Paul Uhlenhop and Kent Lawrence for once again being recognized as "Super Lawyers" in their respective practices by Super Lawyers Magazine. LKSU takes great pride in having the talents of two of its partners recognized by the greater Illinois legal community. www.superlawyers.com/illinois/lawfirm/Lawrence-Kamin-Saunders-and-Uhlenhop-LLC/6ca17d00-5f7f-4bcb-b2f2-d974154158a7.html

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Kent Lawrence, Paul Uhlenhop and Michael Wise recognized as Chicago's Best Lawyers ® Magazine 2011

LKSU offers its sincerest congratulations to partners Kent Lawrence, Paul Uhlenhop and Michael Wise for being recognized in the 2011 edition of the Chicago's Best Lawyers® Magazine. Kent Lawrence was recognized in the area of Alternative Dispute Resolution. Michael Wise was recognized in the area of Securities/Capital Markets Law, and Paul Uhlenhop was recognized in the areas of Corporate Governance and Compliance Law, Corporate Law, Derivatives and Futures Law, Mutual Funds Law, and Securities/Capital Markets Law. LKSU takes great pride in having the talents of three of its partners recognized by the greater Chicago legal community.

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LKSU Welcomes Summer Law Clerk Christina Mermigas

LKSU is pleased to welcome Christina Mermigas as a summer law clerk. Christina is a student at DePaul University College of Law, where she has already distinguished herself as an intern for the International Human Rights Law Institute, and as a fellow for the Schiller DuCanto & Fleck Family Law Center, in addition to serving as an officer of that school's chapters of the Women's Bar Association and as a representative for the International Law Society. During her first year of law school, Christina also merited a posting as a law clerk to the misdemeanors and domestic violence divisions of the Cook County State Attorneys Office in Maywood, Illinois, where she earned the admiration and respect of the attorneys and judges she worked with. Christina graduated magna cum laude from Seton Hall University, where she received the Seton Hall University Scholarship for Academic Excellence and the Seton Hall University Servant Leadership Scholarship, in addition to being inducted into the Sigma Iota Rho, International Relations Honor Society. The firm looks forward to seeing great things from Christina.

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Mitchell Goldberg Leads Networking Event at DePaul University

On June 21, 2011, LKSU Partner Mitchell Goldberg will speak to a group of professionals and students regarding effective networking skills and relationship building at DePaul's Alumni Sharing Knowledge (ASK) "Hello, my name is…" speed networking event. More information on the event can be found at http://ask.depaul.edu/Notifications/Events/Hello_my_name_is_-_speed_netwo.html

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Mitchell Goldberg Serves as Facilitator at the American Inns of Court 7th Circuit Leadership Summit

On June 17, 2011, LKSU Partner Mitchell Goldberg, who serves as Illinois State Liaison to the National Inns of Court, joined other Inn leaders from around the 7th Circuit at a leadership summit. The summit was designed to offer Inn leaders the opportunity to learn from their peers, share ideas for development of programs and Inn procedures, and collaborate on tackling issues facing Inns today. Mitch served as one of the "facilitators" during the day's programs. The event was held at the Jenner & Block Conference Center in Chicago.

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LKSU Partner Thomas Bennington Elected to United Way of Metropolitan Chicago Board

Lawrence Kamin Partner, Thomas Bennington, was elected to an additional 3 year term on the United Way of Metropolitan Chicago Board of Directors beginning on June 2, 2011. Tom has served on the Board since UWMC's inception in 2004 and currently is a member of its Executive Committee. In addition to re-election, UWMC has recognized Tom in the past, awarding him the Volunteer Leadership Award, Volunteer Excellence Award and its highest volunteer award, the Outstanding Volunteer Award.

UWMC is the largest non-governmental funder of health and human services in Illinois providing expertise and funding in 238 communities located in Chicago, Cook and DuPage Counties and parts of Will, Kane and Lake Counties utilizing nearly 8,600 volunteers. For more information on United Way, please go to www.uw-mc.org.

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NSCP Publishes Article by Paul B. Uhlenhop and Stephanie J. Gulizia

The National Society of Compliance Professionals recently published an article written by Paul B. Uhlenhop and Stephanie J. Gulizia addressing When Does a Broker-Dealer Become an Investment Advisor?. The article, contained in the January/February 2011 issue of NSCP Currents, covers current topics, including internal investigations.

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Karen Gossman Lectures to Decalogue Society

On May 25, LKSU's Karen E, Gossman, along with co-speaker Steffanie Garrett of Holland & Knight, delivered a lecture to the Decalogue Society, entitled: "Third Party Process and Social Networking: How Private is Our Social Networking?" The event, which garnered 40 attendees, marked the final lecture of the Decalogue Society of Lawyers' extremely successful 2010-2011 Legal Lecture Series.

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John Mahoney Re-Elected Mayor of Palos Park

On April 5, 2011 Lawrence Kamin Partner John F. Mahoney was re-elected as Mayor of Palos Park, Illinois. Everyone at Lawrence Kamin congratulates John and the rest of the newly elected officials of Palos Park, and wishes them success in their new term. For more information about the Village of Palos Park, visit www.palospark.org.

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Michael Wise Lectures at the Decalogue Society of Lawyers Legal Education Series

On April 27, 2011, Michael Wise lectured at the Decalogue Society of Lawyers Legal Education Series. Michael’s topic was Securities Regulatory Changes under the Dodd-Frank Act.

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Mitchell Goldberg to Receive the Decalogue Society of Lawyers' Award of Excellence

Lawrence Kamin is pleased to announce that Mitchell Goldberg will be awarded the Decalogue Society of Lawyers’ Award of Excellence at the Society’s Annual Meeting Dinner, currently scheduled for June 23, 2011 at the Union League Club. The Decalogue Society of Lawyers’ Award of Excellence is presented to attorneys who, through their actions, are living examples of Decalogue’s mission to bring increased dignity and honor to the legal profession by, among other things, rendering useful community service and cooperating as lawyers, citizens and Jews in worthy movements for the public welfare. The award is being presented this year to Mitchell Goldberg for his many substantial contributions to the Decalogue Society of Lawyers, the profession, and the community at large. The event will be conducted by master of ceremonies Joel Weisman. The firm offers Mitchell and the other Decalogue Society award winners its sincere congratulations and best wishes.

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Lawrence Kamin to Sponsor Table at Annual Meeting and Dinner of the Decalogue Society of Lawyers

On June 23, 2011, Lawrence Kamin will be sponsoring a table at the Annual Meeting and Installation Dinner of the Decalogue Society of Lawyers. The firm offers its congratulations to partner Mitchell Goldberg on his re-election to the Decalogue Board of Managers, as well as being the recipient of the Decalogue Award of Excellence. The other various Decalogue award recipients, include Hon. Abner J. Mikva (Lifetime Achievement Award), Justice Robert E. Gordon (Founders' Award), Lonny Ben Ogus (Hebrew University Fellowship Award), Daniel E. Beederman (Decalogue Society Award), Sharon L. Eiseman (Intra-Society Award), Scott Gertz (Intra-Society Award), David W. Lipshutz (Intra-Society Award), Sarah M. Abrams (Presidential Citation), Aviva M. Patt (Presidential Citation), and Miriam Miller (Law Student Award). More information about the event can be found at the following website: www.decaloguesociety.org.

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Lawrence Kamin congratulates Mitchell Goldberg on his re-election to the Board of the Decalogue Society of Lawyers

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently re-elected to the Decalogue Society of Lawyers Board of Managers. Mitchell, along with the rest of the Decalogue Society's Officers and Board, will be sworn-in at the Society's Annual Meeting Dinner, currently scheduled for June 23, 2011 at the Union League Club. The firm wishes Mitchell and the entire Decalogue Society a wonderful and productive year.

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Mitchell Goldberg participated at DePaul University's Major/Minor Fair

On April 15, 2011, Mitchell Goldberg assisted representing DePaul University’s History Department at DePaul’s Major/Minor Fair. The successful event, held at DePaul’s Student Center at the university’s Lincoln Park Campus, was attended by hundreds of undergraduate students and faculty to educate current and prospective students about the various fields of study offered at DePaul. Apart from answering student questions regarding the History program and its practical uses, Mitch was one of several prominent alumni profiled at the event.

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Kent Lawrence Speaks at International Institute for Conflict Prevention and Resolution - CPR Institute Regional CLE Series: Chicago

On April 14, 2011, LKSU Partner Kent Lawrence was a scheduled speaker at the CPR Roadshow - Chicago regarding Disclosure and Other Ethical Dilemmas. More information on the event can be found at http://www.cpradr.org/Events/EventsCalendar.aspx

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Ted Koester Supports Wills For Heroes

On March 26, 2011, LKSU partner Ted Koester will be donating his time and efforts to participate in the Chicago Bar Association's Wills for Heroes Event. Wills for Heroes is an organization that started after 9/11 as a way for estate planning attorneys to give back to first responders (Police, Firefighters, Paramedics, etc.) who risk their lives for the rest of us. LKSU applauds Ted for his pro bono efforts on behalf of our city's first responders and his support for such a worthy cause. More information about the event can be found at www.chicagobar.org/AM/NavigationMenu/YLS/YLS_Events/default.htm. More information about the Wills for Heroes Foundation can be found here: www.willsforheroes.org.

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Michael Wise Serves as NSCP Panelist

On April 11, 2011 partner Michael Wise will serve as a panellist for the National Society of Compliance Professionals Midwest Regional Meeting in Chicago. Michael will address Investment Adviser Examination Processes. For more information, please contact mwise@LKSU.com or read more here.

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LKSU Sponsors Tribute Concert for Late Chicago Reporter Carlos Hernandez Gomez to Benefit Journalism Scholarship at DePaul University

Lawrence Kamin is helping sponsor a benefit concert to be held April 7, 2011 at FitzGeralds, celebrating the life of Carlos Hernandez Gomez, a well-known political reporter for WBEZ radio and CLTV News. All proceeds from the event, which includes a silent auction of music memorabilia from renowned artists, will benefit the Carlos Hernandez Award in Journalism at DePaul University. Lawrence Kamin partner, Mitch Goldberg, is a co-founder of the scholarship and was a close friend of Carlos while attending DePaul University. Please contact mgoldberg@LKSU.com for additional information.

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The Association for Conflict Resolution - Chicago Chapter Presents: Disability, Age, and Capacity: Challenges for a Mediation Practice

Lawrence Kamin hosts presentation for The Association for Conflict Resolution entitled Disability, Age and Capacity: Challenges for a Mediation Practice.
Read More.

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Bennington elected to Boy Scout Board

Tom Bennington was re-elected to the Executive Board of the Boy Scouts of America Des Plaines Valley Council on February 17, 2011 for an additional one year term. The Des Plaines Valley Council serves the youth of 42 communities in Cook and DuPage counties. Bennington serves on the Council's nominating committee and as Chairman of Tall Grass District, the Council's geographic area in DuPage County. As Chairman, Bennington is responsible for coordinating various efforts of Scouting's 1,000+ adult volunteers in the District.

The Boy Scouts of America was incorporated in 1910 to provide a program for community organizations that offers effective character, citizenship, and personal fitness training for youth. Specifically, the BSA endeavors to develop American citizens who are physically, mentally, and emotionally fit; have a high degree of self-reliance as evidenced in such qualities as initiative, courage, and resourcefulness; have personal values based on religious concepts; have the desire and skills to help others; understand the principles of the American social, economic, and governmental systems; are knowledgeable about and take pride in their American heritage and understand our nation's role in the world; have a keen respect for the basic rights of all people; and are prepared to participate in and give leadership to American society.

Congratulations Tom!!

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Bennington receives Boy Scout National Centennial Quality District Award

Tom Bennington, a partner with the law firm of Lawrence, Kamin, Saunders & Uhlenhop, LLC, was awarded with the 2010 Boy Scouts of America National Centennial Quality District Award. Bennington chairs the Des Plaines Valley Council's Tall Grass District, the Council's geographic area in DuPage County. As Chairman, Bennington is responsible for coordinating various efforts of Scouting's 1,000+ adult volunteers in the District.

The Centennial Quality Awards program is designed to recognize units, districts, councils, areas, and regions in achieving excellence in providing a quality program to a growing youth population in America at all levels of the Boy Scouts of America.

Bennington's involvement with Scouting has been extensive. He has served as Assistant Webelos Leader, Webelos Leader, Committee Chair, Pack Trainer, Assistant Cubmaster, and Cubmaster for Pack 48; Assistant Scoutmaster, Merit Badge Counselor, Troop Committee Member, and Chairman for Troop 99; Venturing Advisor for Crew 99; District Committee Member and Chairman for Tall Grass District; a scout trainer and course director for both district and council adult leader training; and, a member of the Des Plaines Valley Council Executive Board. He has received the Cubmaster Award, Cub Scouter Award, Webelos Den Leader Award, Boy Scout Leader's Training Award, District Committee Key Award, William D. Boyce New Unit Organizer Award, District Award of Merit, and the 2008 Tall Grass District Cubmaster of the Year Award.

His proudest Scouting accomplishments are his 3 boys – an Eagle, a Life, and a Star. His favorite times are spending time with them outside, without phones, internet or TV.

Bennington is a graduate of Wood Badge course C-04-04 and has served on the staff for Course C-20-06.

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Mitchell Goldberg Volunteers as Panelist for the Annual Practice Tracks Event at Chicago Bar Association

On February 17, LKSU Partner Mitchell Goldberg joined with other attorneys at the Chicago Bar Association to meet and talk with law students from the schools that make up the Chicago Area Law School Consortium (CALSC). Mitchell represented his alma mater, DePaul University, and spoke regarding practicing in the Commercial Litigation area.

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Mitchell Goldberg Lectures at Northwestern University Law School

On February 14, LKSU partner Mitch Goldberg was invited to speak on negotiation skills for Adjunct Professor Lisa Zulanas's negotiation class in the Program on Negotiation and Mediation at Northwestern University Law School. Apart from discussing negotiation skills and strategies, Mitch fielded student questions as to negotiation techniques in real-life litigation and mediation settings.

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Mitchell Goldberg profiled in DePaul University's History Department's 2011 Update's "Alumni Spotlight."

Selecting which undergraduate institution to attend can be an overwhelming decision for just about anyone. And appreciating how the selection of an undergraduate major can potentially shape one's life choices and pathways generally seems murky at first. Yet given some time and some reflection, usually it becomes clear how these decisions, often made at a relatively young age, have so profoundly shaped, in a very individualized manner, our lives. Read More.

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Mitchell Goldberg Speaks at DePaul University

On January 18, 2011, LKSU Partner Mitchell Goldberg spoke to a group of students and professionals regarding effective mentoring skills and relationship building at DePaul's Alumni Sharing Knowledge (ASK) Breakfast. Also speaking at the event was Marcie Harrison of The Harrison Group. More information on the event can be found at
http://depaulask.posterous.com/how-do-build-strong-mentor-relationships-ask
http://depaulask.posterous.com/did-you-miss-the-ask-breakfast-on-mentoring-h

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Mitchell Goldberg Offers Toast At Billy Goat Tavern Event Announcing Official Establishment of Carlos Hernandez Gomez Scholarship at DePaul University

On January 17, 2011, LKSU partner Mitch Goldberg joined family, friends, colleagues and admirers of the late Chicago Reporter Carlos Hernandez Gomez at the Billy Goat Tavern, located at 430 N. Michigan Ave., where the Carlos Hernandez Award in Journalism at DePaul University's College of Communication was officially announced. Mitch, a co-founder of the scholarship and a close friend of Carlos at DePaul, was asked to deliver the evening's toast to Carlos on the first anniversary of his death. The scholarship was officially announced by John Holden of DePaul University and the scholarship's honorary chair, Andy Shaw – both friends and colleagues of Carlos Hernandez Gomez. The event also marked MLK Day, and was capped off with songs from local musicians and long-time friends of Carlos, Phil Angotti, Eric Howell and Dann Morr.

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Michael Wise Serves as Presenter for National Regulatory Services Webinar

On January 11, 2011, Michael Wise co-taught a five-hour webinar with National Regulatory Services personnel on the subject of "SEC Examinations for Investment Advisers". The session was conducted as part of the NRS Center for Compliance Professionals, Investment Adviser Compliance Certificate Program. Topics included preparation for regulatory examinations, the deficiency letter process, and compliance concerns in the post-Madoff era.

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Mitchell Goldberg and LKSU Host Networking Workshop

On November 17, 2010, Mitchell Goldberg (Partner at LKSU and DePaul ASK (Alumni Sharing Knowledge) Mentor) and Lisa Zulanas (Adjunct Faculty, Northwestern University College of Law School of Negotiation & Mediation) hosted a fourth networking workshop entitled “Networking Skills Building: Becoming the Person Others Want to Know” at LKSU’s offices. As with prior workshops, the event was designed to bring together students, recent graduates and professionals to allow for an informal “networking” training session. The workshop also provided a panel discussion on joint networking skills entitled: “Keys to Being a Resource, Promoting Others and Building a Networking Plan.” The panel included special guest speakers Dan Cotter, an attorney at Lindemann LLC, where he is Chair of the Corporate, Transactional and Regulatory/Compliance practice group., and Tula Rainwater, a marketing and training consultant focusing on small and medium sized businesses, and Mitchell Goldberg. In addition to the panel discussion, participants had an opportunity to receive on-the-spot coaching in joint marketing skills, and an opportunity to engage in open networking with other participants.

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Lawrence Kamin Welcomes New Partner – Ted A. Koester

Lawrence Kamin is excited to announce the addition of its newest partner, Ted A. Koester, to the firm’s Estate Planning practice. Ted’s recognized experience and expertise in the area of Wealth Preservation, provides an unparalleled opportunity for colleagues and clients alike who seek advice or strategies in the areas of Estate Planning and Administration, Wills and Trusts, Gift and Tax Law, Charitable Giving, as well as Business Creation and Succession. Please look for Ted’s full biography in the weeks to come, detailing his twelve years of legal experience, education and personal background.

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Mitchell Goldberg and Paul Weltlich participate in John Marshall Law School’s Twenty-Ninth Annual International Moot Court Competition in Information Technology & Privacy Law

Mitchell B. Goldberg and Paul M. Weltlich are participating as brief graders for the Twenty-Ninth Annual John Marshall Law School International Moot Court Competition in Information Technology & Privacy Law. More details regarding the event can be obtained at http://www.itmootcourt.com/index.html.

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Mitch Goldberg and Lawrence Kamin Host Decalogue Law Student Job Tips Event

On Thursday, October 14, 2010, Mitch Goldberg and Lawrence Kamin hosted the annual Decalogue Society of Lawyers’ Law Student Job Tips Event. The program offered employment, networking and job search advice from a panel of public and private practice attorneys, including those working in government, in-house, as well as smaller and larger firm environments. The program was well-attended by law students from various area law schools.

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Kent Lawrence Hosts Forum on Mediation

On Tuesday, November 3, 2010, between 12:30 PM and 1:30 PM at 29 S. LaSalle Street, Chicago, in the 6th floor meeting room, Kent Lawrence will conduct a program entitled: “Disingenuousness and Deceit in Mediation Advocacy”. Mediation is a form of negotiation and as such it is inherently not strictly honest and above-board, BUT what is acceptable (or at least accepted) in mediation by advocates?

The Decalogue Society of Lawyers is an accredited MCLE provider. To register for any lecture, contact Decalogue at decaloguesociety@gmail.com (unless otherwise specified, 2 days notice required). Programs provide 1 credit, unless otherwise specified.

**ALL LECTURES ARE FREE AND OPEN TO THE PUBLIC**
Legal Education Series, Joel L. Chupack, Chair; Mitchell B. Goldberg, Co-Chair.
www.decaloguesociety.org/lectures_events.aspx

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New Partner—Joseph A. Zarlengo

Lawrence Kamin takes great pride and pleasure in announcing the addition of its newest attorney and partner, Joseph A. Zarlengo, to the firm. Specializing in Estate Planning and Federal and State Income and Estate Taxation, Joseph received his L.L.M. in Taxation in 1986, his J.D. in 1985 from The John Marshall Law School and his B.A. in Political Science from California State University in 1982. Joseph is a welcome addition to Lawrence Kamin’s Estate Planning and Businesses & Corporations practice areas. Look for his full biography in the weeks to follow.

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Mitch Goldberg Featured In DePaul University Distinctions Magazine

Partner Mitchell Goldberg was featured in September's issue of DePaul University's Distinctions Magazine. In the article, Mitch shares his experiences and reasons for getting involved in DePaul's ASK (Alumni Share Knowledge) Mentoring Program. The full article can be found at: www.distinctions.depaul.edu/FirstPerson/Pages/GivingandgettingjustASK.aspx

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Leading Lawyers – August 2010

Lawrence Kamin is honored to have four of its Partners named Top Business Lawyers by Leading Lawyers Magazine, including:

Kent Lawrence
Alternative Dispute Resolution: Commercial Litigation
Alternative Dispute Resolution: Commercial Real Estate, Environmental & Construction
Alternative Dispute Resolution: Employment

Raymond E. Saunders
Closely & Privately Held Business Law
Tax Law: Business

Robert L. Schlossberg
Corporate Finance Law
Mergers & Acquisitions Law
Securities & Venture Finance Law

Paul B. Uhlenhop
Corporate Finance Law
Publicly Held Corporations Law
Securities & Venture Finance Law

For additional information, please log onto www.LeadingLawyers.com.

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John Monical Raises $3,500 for Muscular Dystrophy

The Muscular Dystrophy Association ("MDA") raised over $47,000 during its lockup fundraising event in August 2010. During the event, volunteers agreed to be locked up, only to be released when they raised donations sufficient to meet their bail. John Monical (shown during his arrest by Ann Berwald of Lawrence Kamin) raised $3,509, placing him among the top three "bailraisers" of the event.

Lawrence Kamin would like to thank all of the participants who generously donated to the event. Proceeds will go to help kids with Muscular Dystrophy. For more information and to donate to Muscular Dystrophy, you can click on the picture of John in jail or visit the Muscular Dystrophy website at www.joinmda.org.

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John Monical Named 2010 Chair of the CBA Securities Law Committee

John S. Monical of Lawrence Kamin will act as the 2010-2011 Chair of the Chicago Bar Association’s Securities Law Committee. The committee provides resources and continuing education relating to developments in the law governing securities and financial services. Lawrence Kamin congratulates each member appointed to the committee’s leadership team:

Ron Amato, Vice Chair
Gara Sliwka, MCLE Director
Camilla R. Merrick, Seminar Coordinator
Howard J. Rosenburg, Marketing Co-Chair
Miki Vucic Tesija, Marketing Co-Chair
Stephanie J. Gulizia, Reporter
Nancy Hendrickson, Website and Listserv Director
Nicole Kuchera, Legislative Liaison
Richard March, FINRA Liaison
James J. Nix, Illinois Securities Department Liaison

These dedicated professionals will volunteer their time to provide the committee members with resources and high-caliber continuing education programs. For more information on the committee and its programs, contact John Monical or visit the Chicago Bar Association website at www.chicagobar.org.

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Mitchell Goldberg and LKSU Host Networking Workshop

On August 19, 2010, Mitchell Goldberg (Partner at LKSU and DePaul ASK (Alumni Share Knowledge) Mentor) and co-host Lisa Zulanas will be putting on a networking workshop entitled "The Follow-Up: Getting Past the Pitch & Into the Game" at LKSU’s offices. The event designed to bring together students, recent graduates and professionals to allow for an informal “networking” training session. Participants will get an opportunity to sharpen networking skills, receive on-the-spot coaching, and have an opportunity to engage in open networking with other participants.

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Michael Wise – Best Lawyers in America, 2011

Lawrence Kamin offers its heartiest congratulations to Michael Wise for being selected to appear in the 2011 edition of The Best Lawyers in America, in the area of Securities Law. The selection was made through an extensive peer review process and Michael’s inclusion reinforces his standing in the Securities practice industry as an attorney who lends strength, wisdom, leadership and years of experience to the firm’s practice and to those who seek his counsel. Congratulations Michael on achieving yet another milestone in your career!

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Futures & Derivatives Law Report Publishes Article by Paul B. Uhlenhop and John D. Ruark

The Futures & Derivatives Law Report recently published an article written by Paul B. Uhlenhop and John D. Ruark addressing Recent Net Capital Increases for FCMs and IBs. The article, contained in the June 2010 issue of the F&D Law Report, covers current topics and newly adopted rules by both The Commodity Futures Trading Commission (CFTC) and The National Futures Association (NFA).

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John Monical Arrested … to Help Raise Money for Muscular Dystrophy

A warrant was recently issued for the arrest of John Monical, Lawrence Kamin’s Managing Partner. On August 4th, he will be arrested as part of a charity event to help the Muscular Dystrophy Association. Bail (in the form of donations to the MDA) was set at $2,400. Proceeds will go to help kids with Muscular Dystrophy. For more information and to donate to Muscular Dystrophy, you can click on the picture of John in jail or visit the Muscular Dystrophy website at www.joinmda.org.

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John Monical Helps Form the NIU College of Law Mentoring Program

John Monical of Lawrence Kamin is helping to spearhead a mentoring program for the NIU College of Law. Monical proposed the mentoring program at the NIU Board of Visitors meeting in April. Board members David Keay and the Honorable Bill Haddad, along with alumni council members Kate McCabe and Doressia Hutton volunteered to join with Monical on a committee to explore and develop the mentoring program. A pilot of the mentoring program is scheduled to commence in the fall 2010. The pilot will pair first year law students with alumni and practicing attorneys from the bar community, who will act as mentors to the students, assisting in their introduction to the practice and the legal community. The program has received strong support from Dean Jennifer Rosato and the College of Law and strong interest from the alumni. John Monical and Lawrence Kamin would like to provide special recognition to Greg Anderson, Director of Career Opportunities and Development at the College of Law. Greg has worked tirelessly to collect information about other mentoring programs and to develop a feasible structure for the NIU pilot program. For more information about the NIU College of Law, visit the website at www.law.niu.edu/law.

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DRI Children’s Products SLG to Form a State Liaison Network

The Children’s Products Specialized Litigation Group (“SLG”) has always been one of the strongest SLGs in the Defense Research Institute’s Product Liability Committee, but for the 2011 year, it plans to get even better. John Monical, Chair of the SLG, has initiated a proposal to form a State Liaison network. The State Liaison network will be a state-by-state resource for SLG members charged with updating members of changes in state law affecting the Children’s Products Industry across the country. The SLG’s Marketing Chair, Jane North of Deasey, Mahoney, Valentini & North and the SLG’s Publications and Listserv Chair, Lynne Jones Blain of Harman Claytor Corrigan Wellman have agreed to spearhead this program and deserve the credit for its anticipated success on behalf of the SLG.

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Michael Wise to Conduct Workshop for NSCP

Michael Wise has been invited to conduct a workshop at the National Securities Compliance Professionals’ annual meeting, to be held in Baltimore from November 1-3, 2010. Along with Leo Karwejna from Prudential Investment Management Inc., Michael will address “The Renewed Importance of the Custodian in the Post-Madoff World”. The workshop will focus on recent amendments to the Investment Advisers Act custody rules. Additional information regarding the NSCP 2010 Annual Meeting, as well as the workshop itself, can be found at www.nscpmeetings.com.

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Mitchell Goldberg to Speak at DePaul ASK (Alumni Share Knowledge) Networking Breakfast

On Tuesday, June 15, 2010, Mitchell Goldberg is scheduled to serve as a panelist at DePaul University's ASK Networking Breakfast. The event will celebrate another successful academic year with ASK. Mitchell, along with other panelists, will hold a unique Q&A between students and alumni on the best practices for launching a professional career and building mentoring relationships. The event also celebrates the end of the 1-year partnership of mentors and mentees in the 2009 - 2010 Professional Mentoring Connections, a collaborative program sponsored by the Student Leadership Institute and Alumni Sharing Knowledge. For additional information and to register, please click on the link below. www.ask.depaul.edu/Notifications/Events/ASK_Breakfast_June_2010.html

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May 2010 - Welcome Karen E. Gossman

Lawrence, Kamin, Saunders & Uhlenhop, LLC proudly welcomes associate Karen E. Gossman to its prestigious team of experienced litigators. Karen hails from Drake University Law School and brings with her a wealth of experience earned in her seven years of practice. Please look for Karen's full biography, soon to follow.

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Mitchell Goldberg Co-Chairs Journalism Scholarship in Memory of Chicago Reporter Carlos Hernandez Gomez at DePaul University

Lawrence Kamin is proud to recognize Mitchell Goldberg's efforts, along with his longtime friend and colleague, Paul Fine, to create the Carlos Hernandez Award In Journalism at DePaul University's College of Communication. Mitchell and Paul were close friends of Carlos as undergraduates at DePaul University. Carlos went on to become a news reporter for WBEZ (Chicago Public Radio) and for CLTV News, where he covered local and national political issues. As a political reporter, Carlos was known for his trademark fedora hat, his sharp wit, and his unrelenting search for the truth. Carlos positively impacted many people during his life, which was cut short earlier this year in a battle with colon cancer. With the support of Carlos's family and widow, WGN News reporter Randi Belisomo Hernandez, Mitchell and Paul have devoted their time, efforts and money to help create a lasting tribute in their friend's memory. More information about the Carlos Hernandez Award in Journalism, including ways to contribute, can be found here. It can also be found on Facebook Causes.

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Mitchell Goldberg re-elected to Executive Board of Congregation Ezras Israel of Chicago

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently elected to serve as treasurer for Congregation Ezras Israel. This past year, under the leadership of outgoing president Judge Lee Preston of the Circuit Court of Cook County, Mitchell served as recording secretary for the organization. The firm wishes Mitchell, and all of the newly elected Ezras Israel Officers and Board members, a wonderful and productive year.

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Lawrence Kamin congratulates Mitchell Goldberg on his re-election to the Board of the Decalogue Society of Lawyers

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently re-elected to the Decalogue Society of Lawyers Board of Managers. Mitchell, along with the rest of the Decalogue Society's Officers and Board, will be sworn in at the Society's 76th Annual Meeting Luncheon held on June 17, 2010. The firm congratulates Mitchell and the entire Decalogue Society and wishes them continued success. For more information, please visit the Decalogue Society website at: www.decaloguesociety.org/default.aspx.

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Paul Uhlenhop and Michael Wise Contribute to Updated Publication

Lawrence, Kamin, Saunders & Uhlenhop is pleased to announce that The Practicing Law Institute of New York has released its latest revision of Broker-Dealer Regulation edited by Charles E. Kirsch. Chapter 17A, "Clearing Arrangements for Introducing Brokers" was authored by Members Paul B. Uhlenhop and Michael Wise.

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Mitchell Goldberg elected as Marketing Partner

Lawrence Kamin offers its sincere congratulations to Mitchell Goldberg on his election to the firm's Marketing Partner position. The firm wishes him much success in that role.

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Mitchell Goldberg speaker and panelist at DePaul University's History Conference

On April 29, 2010, Mitchell Goldberg participated in DePaul University's History Conference, hosted by the College of Liberal Arts & Sciences and the History Department. Mitch spoke to a large gathering of students and faculty regarding practical uses of a history degree, specifically focusing on its benefits in the practice of law. The event was held at DePaul's new Welcome Center, located at the corner of Fullerton and Sheffield, at DePaul's Lincoln Park Campus.

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Mitchell Goldberg participated at DePaul University's Major/Minor Fair

On April 14, 2010, Mitchell Goldberg assisted representing DePaul University's History Department at DePaul's Major/Minor Fair. The successful event, held at DePaul's Student Center at the university's Lincoln Park Campus, was attended by hundreds of undergraduate students and faculty to educate current and prospective students about the various fields of study offered at DePaul. Apart from answering student questions regarding the History program and its practical uses, Mitch was one of several prominent alumni profiled at the event.

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Forum on Regulatory Changes - April 2010

On April 7, 2010 John Ruark and Michael Wise addressed the Illinois CPA Society Futures, Securities and Derivatives Forum regarding "Custody, Limited Custody and Madoff in Custody". The forum examined recent regulatory changes affecting investment advisors, particularly the revised custody rule and related auditing responsibilities. For additional information, please contact Michael at mwise@LKSU.com or John at jruark@LKSU.com.

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John Monical Appointed as Chairperson of the NIU Law School Board of Visitors

On March 26, 2010, the distinguished Board of Visitors to the Northern Illinois University College of Law elected John Monical as the new Board Chairman. The Board is a panel of dedicated judges, alumni, and community leaders who act as advisors to the law school. Lawrence Kamin would like to send a special thanks to the retiring Board Chair, the Honorable Rodney Equi. Lawrence Kamin also sends its congratulations to Lou Apostle for his election as the Board's Vice-Chair and Larry Flood for his election as the Board's Secretary.

For more information about the Board of Visitors and its members, visit www.niu.edu/law/aboutus/board.shtml.

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John Monical Appointed as Vice-Chair to the CBA Securities Law Committee

John Monical of Lawrence Kamin was recently appointed as the 2009-2010 Vice-Chairperson to the Securities Law Committee of the Chicago Bar Association (CBA). Stephanie Gulizia of Lawrence Kamin was nominated to fill John's prior position as the Legislative Liaison to the committee. Lawrence Kamin congratulates each of the new members of the committee leadership:

Andrew F. Merrick of Jenner & Block (Chair)
John Monical of Lawrence Kamin (Vice-Chair)
Ron Amato of Shaheen, Novoselsky, Staat, Filipowski & Eccleston (MCLE Director)
Gara Sliwka of Baugh, Dalton, Carlson & Ryan (Seminar Coordinator)
Stephanie Gulizia of Lawrence Kamin (Legislative Liason)
Nicole Kuchera of Henderson & Lyman (Reporter)
Sofia Biller of Jenner & Block (Website Director)

For more information about the committee, visit www.chicagobar.org.

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Mitchell Goldberg joins DePaul University College of Liberal Arts & Sciences Advisory Board

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently invited to join the Dean's Advisory Board for DePaul University's College of Liberal Arts & Sciences. The firm wishes much success to Mitchell and the entire Advisory Board for a wonderful and productive year.

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CBA Securities Law Committee Hosts its Spring Seminar

For attorneys in Chicago's vibrant securities industry, the annual seminar presentation by the Chicago Bar Association's Securities Law Committee was a must-attend event. This year's event, "Navigating the New Securities Landscape" took place on March 18, 2010 and featured presentations on the sweeping legislation that will forever change the industry on the SEC's evolving regulatory response to the devastating 2008-2009 financial crisis, and a lively panel debate about how the changing landscape has affected private litigation. John Monical, acting as vice-chair to the CBA Securities Law Committee, would like to thank the distinguished speakers at this event and would like to thank Gara Sliwka of Baugh, Dalton, Carlson & Ryan who acted tirelessly as the Seminar Coordinator. For more information about the CBA Securities Law Committee and its seminar and CLE events, please visit www.chicagobar.org.

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Mitchell Goldberg and Lawrence Kamin Host Networking Workshop

On April 8, 2010, Mitchell Goldberg (Partner at Lawrence Kamin and DePaul ASK-Alumni Share Knowledge-Mentor) and Lisa Zulanas (LLM Candidate, Northwestern University College of Law) will be putting on a networking workshop entitled "Speed Networking: Putting Your Game Face On" at the offices of Lawrence, Kamin, Saunders & Uhlenhop.

The event is designed to bring together students, recent graduates and professionals and allows for an informal "networking" training session. Participants will have an opportunity to practice their "Short Personal Pitch," receive on-the-spot coaching, and engage in open networking with other participants.

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Mitchell Goldberg Speaks to Decalogue Society of Lawyers

On February 24, 2010, Mitchell Goldberg spoke to the Decalogue Society of Lawyers, as part of that organization's legal lecture series, regarding recent developments in the field of securities arbitration - focusing on customer disputes. For additional information, please contact Mitch at mgoldberg@LKSU.com.

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Kent Lawrence - 2010 "Leading Lawyers"

Congratulations are in order for Kent Lawrence, selected as a "Leading Lawyer" by the Leading Lawyers Network, a division of Law Bulletin Publishing Company. Kent is honored to be recognized in the areas of:

Alternative Dispute Regulation Law: Commercial Litigation
Alternative Dispute Regulation Law: Commercial Real Estate, Environmental & Construction
Alternative Dispute Regulation Law: Employment

Please visit www.leadinglawyers.com for more information.

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Mitchell Goldberg and LKSU host networking workshop for DePaul University's ASK (Alumni Share Knowledge) Program

On January 20, 2010, Mitchell Goldberg joined with other DePaul ASK mentors in putting on a networking workshop entitled "Not Working? Try Networking", at Lawrence Kamin's offices. The event was well attended by ASK mentees, including current students in DePaul's undergraduate and graduate programs, as well as young professionals and recent graduates. Apart from Mitchell, the hosting ASK mentors included: Juan Mir, Treasury Management Sales Manager for PNC Financial Services Group; Kevin J. Cummings, Business Partner Human Resources, Moreson Conferencing; and Barry Goldberg, Assistant Bureau Chief for the Charitable Trusts Bureau of the Illinois Attorney General's Office. Both Juan and Kevin are members of DePaul's ASK Advisory Board and Barry is the current president of the Decalogue Society of Lawyers. The presentation was organized in cooperation with DePaul's ASK Program. More information regarding the ASK Program can be found at the following website: www.ask.depaul.edu/.

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Mitchell Goldberg recognized as “Rising Star” by Super Lawyers Magazine 2010

LKSU offers its sincerest congratulations to Mitchell Goldberg for being recognized as a “Rising Star” in the field of Securities Litigation. Mitchell was previously named as an Illinois Rising Star for both 2008 and 2009. As a firm committed to excellence in the practice of law, LKSU takes great pride in having the talents of Mitch Goldberg recognized by the greater Illinois legal community. Mitchell’s Super Lawyers magazine profile.

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Paul Uhlenhop and Kent Lawrence recognized by Super Lawyers Magazine 2010

Congratulations to partners Paul Uhlenhop and Kent Lawrence for being recognized as “Super Lawyers” in their respective practices by Super Lawyers Magazine. LKSU takes great pride in having the talents of two of its partners recognized by the greater Illinois legal community.
Paul’s Super Lawyers magazine profile. Kent’s Super Lawyers magazine profile.

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Mitchell Goldberg named Illinois State Liaison for National Inns of Court Foundation

LKSU offers its congratulations to Mitchell Goldberg for his recent appointment to serve as Illinois State Liaison for the National Inns of Court Foundation. Mitchell is an active member of the Chicago American Lincoln Inn of Court, where he serves on the executive committee.

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Mitchell Goldberg elected to serve as shadow director of M.R. Bauer Foundation

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently elected to serve as shadow director of the M.R. Bauer Foundation. The firm wishes much success to Mitchell and the entire M.R. Bauer Foundation for a wonderful and productive year.

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Mitchell Goldberg serves as volunteer judge for DePaul Law School's Student Appellate Oral Arguments

Mitchell Goldberg participated as a judge for Professor Lauren Dropkin's appellate oral arguments for DePaul law students on December 3, 2009. Lawrence Kamin encourages such volunteerism and praises Mitchell, along with all its attorneys, for efforts to help assist the next generation of legal minds in the Chicago area.

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Mitchell Goldberg panelist at DePaul University for discussion on "Liberal Arts and Career Pathways."

On November 2, 2009, Mitchell Goldberg joined with other DePaul alumni (James Barnash, Sr. Partner, Stride Consulting and Pres. of Barnash & Assoc., and Nelson Imana, V.P. - Specialty Systems at Aon Corporation) as a panelist for Professor Mark Onuscheck's ISP 240 "Liberal Arts and Career Pathways" at DePaul University's Lincoln Park Campus. The panel answered student questions regarding career advice and discussed the value of a Liberal Arts education in relation to the development of career pathways, in addition to the ethical and theoretical responsibilities of a career in relation to the needs of one's community. The presentation was organized in cooperation with DePaul's ASK (Alumni Share Knowledge program), and all of the presenters are ASK mentors. More information regarding the ASK program can be found at the following website: www.ask.depaul.edu.

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Mitchell Goldberg speaks at Decalogue Law Student Event

Mitchell Goldberg served as a panelist at a Decalogue Young Lawyers/Law Student Committee event on October 22, 2009 before an audience of law students regarding the practice of law in government and small to midsized firms. Mr. Goldberg spoke from the perspective of working in a small firm/boutique environment. The panel also focused on the importance of law school experiences and the roles of internships/externships in developing a career path.

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Mitchell Goldberg Speaks to CBA Financial and Investment Services Committee regarding Recent Trends in Securities Arbitration of Customer Disputes.

Mitchell Goldberg spoke to a large crowd at the Chicago Bar Association's Financial & Investment Services Committee meeting on October 13, 2009 about recent trends in securities arbitration of customer disputes in FINRA.

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NSCP Publishes Article by Michael Wise

The National Society of Compliance Professionals recently published an article written by Michael Wise and firm extern Lisa M. Zulanas addressing Registration and Compliance Issues Facing Foreign Broker Dealers. The article, contained in the July/August 2009 issue of NSCP Currents, covers current topics including internet-based activity and sales efforts by firms located outside of the United States.

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Michael Wise to Speak at Chicago-Kent College of Law Conference

Michael Wise has been asked to speak at a Chicago-Kent College of Law all-day program covering the topic Current Issues in Financial Services Law, to be held October 2, 2009. Along with former SEC Regional Director Mary Keefe, Michael will address "Regulatory Examinations Post-Madoff". The program is eligible for MCLE credit. Complete details regarding the program can be found at www.kentlaw.edu/depts/cle/finserv/financial_services_brochure.pdf

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Launch of Kickapoo’s web-site, completion of its Center, and participation in the Renewable Energy Fair

Partner Kent Lawrence is pleased to announce the nature conservancy project in which he and his wife are involved (Kickapoo Mud Creek Nature Conservancy) has just rolled out an extensively revised web site: www.kickapoomudcreek.org. Among added materials on the site are pictures, architectural drawings, and explanations regarding the substantially just-completed Kickapoo Meeting Center, which is going to be monitored 24/7 by the Department of Energy, Oak Ridge, as a model of energy efficient residential housing. The Lawrence’s associated residence, Kickapoo Dwelling, won six awards when completed in 2004 and is featured on the Planet Green cable channel as one of 26 in the “World’s Greenest Homes” Series. Visit www.planetgreen.discovery.com/tv/worlds-greenest-homes for additional information. The web site revision and Center completion are just in time for its participation in the 8th annual Illinois Renewable Energy and Sustainable Lifestyle Fair at the nearby Ogle County fairgrounds in Oregon, Illinois to be held August 8th and 9th. See the Illinois Renewable Energy Association (IREA) web site www.illinoisrenew.org for more details and come on out!

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Paul Uhlenhop and Michael Wise pen updated chapter for Broker-Dealer Regulation, a Practicing Law Institute publication

Paul Uhlenhop and Michael Wise are the authors of updated Chapter 17A entitled “Clearing Arrangements for Introducing Brokers” in the Practicing Law Institute two volume work entitled Broker-Dealer Regulation, part of its Corporate and Securities Law Library. Broker-Dealer Regulation covers the whole field of broker-dealer issue. Chapter 17A discusses introducing broker clearing and operational mechanics from both the introducing broker’s standpoint and the clearing firm’s standpoint. It updates many of the areas addressed in the earlier version, and provides additional insights not discussed in the previous release. Chapter 17A focuses on the clearing relationship, particularly from the introducing broker’s standpoint and provides a detailed discussion on provisions for clearing agreements between introducing brokers and clearing firms. The chapter offers suggestions to both the introducing broker and the clearing firm regarding their respective agreements, rights and duties. This two-volume work may be obtained by telephoning the Practicing Law Institute at (800) 260-4754 or on the web at www.pli.edu/pubs. The Practicing Law Institute’s address is 810 Seventh Avenue, New York, NY 10019.

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Paul B. Uhlenhop to co-chair panel for the NSCP

Paul B. Uhlenhop will serve as co-chair, along with Pamela K. Ziermann of Dougherty Financial Group LLC, for a panel on Investment Adviser Business and Regulatory Disclosures at the National Society of Compliance Professionals annual meeting on October 5, 2009, held in Philadelphia, PA. Additional information can be obtained at www.nscpmeetings.com/2009/national/nat.html.

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Mitchell Goldberg panelist at DePaul University for discussion on “Liberal Arts and Career Pathways.”

On July 6, 2009, Mitchell Goldberg joined with other DePaul alumni (John Jameson, of General Growth Properties, Sarah Brown, a project specialist at the American Hospital Association, and Dr. Christopher Croner of SalesDrive, LLC) as a panelist for Professor Mark Onuscheck’s ISP 240 “Liberal Arts and Career Pathways” at DePaul University’s Lincoln Park Campus. The panel answered student questions regarding career advice and the advantages of a liberal arts degree. The presentation was organized in cooperation with DePaul’s ASK (Alumni Share Knowledge program), for which Mr. Goldberg serves as a mentor. More information regarding the ASK program can be found at the following website: www.ask.depaul.edu/.

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Mitchell Goldberg participates in John Marshall Law School's 2009 International Negotiation Competition

Mitchell B. Goldberg is participating as a judge for the 2009 International Negotiation Competition hosted by John Marshall Law School. More details regarding the event can be obtained at www.jmls.edu/academics/advocacy_dispute/inc2009/index.htm.

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Chicago-Kent College of Law LLM Course

As in previous years, Lawrence Kamin attorneys taught the Enforcement and Litigation course in the Chicago-Kent College of Law LLM Program in Financial Services Laws. Partners Michael Wise, Peter E. Cooper and Mitchell B. Goldberg were joined this spring by Stephanie J. Nyman in teaching a class of United States and foreign students.

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National Regulatory Services Webinar

On June 23, 2009, Michael Wise and John D. Ruark led a webinar for investment adviser compliance officers, sponsored by National Regulatory Services. The webinar addressed issues under the Securities Act of 1933 and the Securities Exchange of 1934, applicable to investment advisers.

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Lawrence Kamin congratulates Mitchell Goldberg on his re-election to the Board of the Decalogue Society of Lawyers

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently re-elected to the Decalogue Society of Lawyers Board of Managers. Mitchell, along with the rest of the Decalogue Society’s Officers and Board, will be sworn in by Chief Justice Thomas R. Fitzgerald, of the Illinois Supreme Court at the Society’s 75th Annual Meeting Dinner held on June 30, 2009. Mitchell’s twin brother, Barry Goldberg, will be sworn in as president of the Society that evening. The evening’s festivities will be led by Judge Michael B. Hyman of the Circuit Court of Cook County. The firm wishes Mitchell and the entire Decalogue Society a wonderful and productive year.

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Mitchell Goldberg elected to Executive Board of Congregation Ezras Israel of Chicago

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently elected to serve as recording secretary for Congregation Ezras Israel. The firm wishes Mitchell and all of the Ezras Israel Officers and Board members, led by Judge Lee Preston of the Circuit Court of Cook County, a wonderful and productive year.

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Lawrence Kamin to Sponsor Table at Annual Meeting and Dinner of the Decalogue Society of Lawyers

On June 30, 2009, Lawrence Kamin will be sponsoring a Benefactor Table at the Seventy-Fifth Annual Meeting and Installation Dinner of the Decalogue Society of Lawyers. The firm offers its congratulations to partner Mitchell Goldberg on his re-election to the Decalogue Board of Managers, as well as the various Decalogue award recipients, including Chief Justice Thomas R. Fitzgerald (Society Award), Judge James Robert E. Epstein (Society Award), Hon. Dawn Clark Netsch (Lifetime Achievement Award), Rabbi Gedalia Dov Schwartz (Lifetime Achievement Award), Moat Chitim (Outstanding Community Service Award). More information about the event can be found at the following website: www.decaloguesociety.org.

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Mitchell Goldberg panelist at DePaul University for discussion on “Liberal Arts and Career Pathways.”

On May 18, 2009, Mitchell Goldberg joined with other DePaul alumni (Erin Mink Garvey of DePaul’s Office of Development, Division of Advancement, Matt McCormick, president of Technology Decisions, and Tim Czuba, guidance counselor at Lake Park High School) as a panelist for Professor Mark Onuscheck’s ISP 240 “Liberal Arts and Career Pathways” at DePaul University’s Lincoln Park Campus. The panel answered student questions regarding career advice and discussed the value of a Liberal Arts education in relation to the development of career pathways, in addition to the ethical and theoretical responsibilities of a career in relation to the needs of one’s community. The presentation was organized in cooperation with DePaul’s ASK (Alumni Share Knowledge) program, and all of the presenters are ASK mentors. More information regarding the ASK program can be found at the following website: www.ask.depaul.edu.

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Paul Uhlenhop, Kent Lawrence and Mitchell Goldberg recognized by Super Lawyers Magazine 2009

LKSU offers its sincerest congratulations to partners Paul Uhlenhop, Kent Lawrence, and Mitchell Goldberg for being recognized in their respective practices by Super Lawyers Magazine. Paul Uhlenhop and Kent Lawrence were named Illinois Super Lawyers 2009. Mitchell Goldberg was named Illinois Rising Star 2009. As a firm committed to excellence in the practice of law, LKSU takes great pride in having the talents of three of its partners recognized by the greater Illinois legal community.

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And the Winner is... Peter E. Cooper

Lawrence Kamin extends its heartiest congratulations to member Peter E. Cooper, who was victorious in his election as Glen Ellyn Village Trustee. Congratulations, Peter, on a job well done.

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DRI Products Liability Conference

On April 15-17, 2009, the Defense Research Institute conducted its flagship Product Liability Conference in San Diego, California. John Monical, acting as Vice-Chair of the DRI's Children's Products Specialized Litigation Group ("SLG"), helped to lead the group's breakout session. John would like to thank the other members of the leadership team, Maxine Schroll of Newell Rubbermaid (Corporate Liason), Cheryl Possenti of Golberg Segalla (Chair), Sean Shirley of Balch & Bingham (Marketing Chair), and Jane North of Deasey, Mahoney & Valentini (Publications Chair). Each contributed to make the Children's Products SLG program a success. Lawrence Kamin would like to congratulate the DRI Product Liability Committee for another excellent program.

For more information about future DRI programs, visit its website at www.dri.org.

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John Monical Expands Practice to State of Indiana

Since 1994, John Monical has been a respected member of the Illinois bar, but in 2009, he decided to obtain an additional license in the State of Indiana. To do so, he had to take the bar exam all over again. He successfully passed the Indiana Bar Exam in February and was admitted to practice on May 4, 2009. Lawrence Kamin congratulates John on his continued success.

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John Monical Appointed Illinois Liaison to the ABA Committee on State Regulation of Securities

In February 2009, John Monical was appointed as the Illinois Liaison to the ABA's Committee on State Regulation of Securities. John would like to recognize Stephanie Nyman for her substantial assistance in preparing the first Illinois liaison report. The ABA (American Bar Association) is the nations' largest and most expansive legal professional network. For more information about the American Bar Association and its State Regulation of Securities Committee, visit the ABA website at www.abanet.org.

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Michael Wise and Peter Cooper Lend a Hand in Chicago Mercantile Exchange Training

Michael Wise and Peter Cooper recently were invited to assist the Chicago Mercantile Exchange (CME) in conducting training sessions for the CME's Market Regulation Department professionals. Michael Wise addressed the Department on "Keys to a Successful Investigation". Peter Cooper later joined Michael Wise in leading mock training exercises designed to improve investigative techniques relevant to CME enforcement inquiries.

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Michael Wise Serves as Presenter for National Regulatory Services Webinar

On April 21, 2009, Michael Wise co-taught a three hour webinar with National Regulatory Services personnel on the subject of "Thinking Like an SEC Examiner". The session was conducted as part of the NRS Center for Compliance Professionals, Investment Adviser Compliance Certificate Program. Topics included preparation for regulatory examinations, the deficiency letter process, and compliance concerns in the post-Madoff era.

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LKSU Presents Webinar sponsored by the NRS

On February 3, 2009, John D. Ruark and Michael Wise led a webinar sponsored by the National Regulatory Services Center for Compliance Professionals. The webinar addressed securities laws issues relevant to investment advisers. Information on this topic can be obtained from Michael at mwise@lksu.com or John at jruark@lksu.com.

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Lawrence Kamin Applauds its 2009 “Leading Lawyers”

Congratulations are in order for those members named “Leading Lawyers” in their areas of practice by Leading Lawyers Network, a division of Law Bulletin Publishing Company, including:

Kent Lawrence
Alternative Dispute Regulation Law: Commercial Litigation
Alternative Dispute Regulation Law: Commercial Real Estate, Environmental & Construction
Alternative Dispute Regulation Law: Employment

Raymond E. Saunders
Closely & Privately Held Business Law
Tax Law: Business

Robert L. Schlossberg
Corporate Finance Law
Mergers & Acquisitions Law
Securities & Venture Finance Law

Paul B. Uhlenhop
Corporate Finance Law
Publicly Held Corporations Law
Securities & Venture Finance Law

Please visit www.leadinglawyers.com for more information.

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DePaul Arbitration Symposium

Kent Lawrence facilitates the March 5 and March 6, 2009 symposium: Winds of Change: Solutions to Causes of Dissatisfaction with Arbitration. Symposium faculty includes Kent Lawrence and other highly respected, renowned leaders in the field of Arbitration and Dispute Resolution.

View brochure for DePaul Arbitration Symposium

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John Monical appointed as Legislative Liaison to the CBA Securities Law Committee

In October 2008, John Monical of Lawrence Kamin was appointed as the Legislative Liaison to the Securities Law Committee of the Chicago Bar Association (CBA). Lawrence Kamin congratulates each member of the leadership of the committee:

Marc D. Sokol of Jenner & Block (Chair)
Andrew F. Merrick of Jenner & Block (Vice-Chair)
John Monical of Lawrence Kamin (Legislative Liaison)
Gara Sliwka of Baugh, Dalton, Carlson & Ryan (Reporter)
Matt Heffner of Susman Heffner & Hurst (Seminar/MCLE Director)
Nicole Kuchera, of Henderson & Lyman (Website Liaison)
Ron Amato of Shaheen, Novoselsky, Staat, Filipowski & Eccleston (Chair of Litigation Enforcement Sub-Committee)

For more information about the committee, visit www.chicagobar.org.

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Lawrence Kamin to Sponsor Decalogue Society of Lawyers' Judicial Reception

On Thursday, October 30, 2008, Lawrence Kamin sponsored the Decalogue Society of Lawyers' Reception in Honor of the Judiciary. The reception was held at Metro Club, located at Crowne Plaza Chicago Metro (733 W. Madison Street, Chicago). More information about the event can be found at the following website: www.decaloguesociety.org.

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Mitchell Goldberg and Paul Weltlich participate in John Marshall Law School's Twenty-Seventh Annual International Moot Court Competition in Information Technology & Privacy Law

Mitchell B. Goldberg and Paul M. Weltlich are participating as brief graders for the Twenty-Seventh Annual John Marshall Law School International Moot Court Competition in Information Technology & Privacy Law. More details regarding the event can be obtained at www.itmootcourt.com/index.html.

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Kent Lawrence's "Kickapoo Dwelling" on the 2008 National Tour of Solar Buildings.

On October 4, 2008 the second home of partner Kent Lawrence and his wife, located in Oregon, Illinois, 100 miles west of Chicago, was once again on the "National Tour of Solar Buildings" held around the nation. The home, called the Kickapoo Dwelling, was (and is in "reruns") one of the 26 homes world-wide featured on the 2008 first season series USA cable channel "Planet Green" (HgtvCA in Canada) "The World's Greenest Homes." Among other "green" features the home has three renewable energy systems: a passive solar wall for heating; a wind turbine; and photovoltaic panel array generating electricity. The Kickapoo Mud Creek Nature Conservancy - with which Kickapoo Dwelling is associated - is currently constructing the Kickapoo "Center". The Center will be a meeting venue, that once completed, should be the most energy efficient structure in Illinois. For more information, see www.kickapoomudcreek.org

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Paul Uhlenhop Presents Outside Business Activity at the NSCP National Membership Meeting

Paul Uhlenhop of Lawrence Kamin and Kerry E. Cunningham of ING Advisors Network presented the topic Outside Business Activity for the National Society of Compliance Professionals ("NSCP") at its National Membership Meeting. Paul Uhlenhop, John Monical, and Mitch Goldberg co-authored the article titled Outside Business Activity for distribution as part of the presentation. For more information about the excellent programs available through the NSCP, visit its website at www.nscp.org

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Kent Lawrence Serves as Mediation Seminar Panel Leader

Kent Lawrence will be the panel leader for What Happens Before The Mediation: Use of Pre-Work to Improve The Chances of Success – Settlement. This informative session will take place Thursday, September 11, 2008 and is part of Cook County’s Mandatory Arbitration and Mediation Series Law Division, Judge Goldberg’s “Brown Bag” Program. For more information, please access the program outline or contact Kent Lawrence directly. MCLE credits will be given for attendees of this program (must sign in @ Daley Center).

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Back-to-School Fundraiser Program

Lawrence Kamin kicked off the upcoming school season by participating in the Communities That Care 2008 Back-to-School Program. The program provides new backpacks and school supplies for underprivileged children in the Chicagoland area.

Numerous backpacks were donated by Attorneys and staff, while Lawrence Kamin, along with vendor Warehouse Direct Office Supply Company, provided supplies. With over 90% participation office-wide, the event was a huge success and will provide backpacks and supplies to many children in need.

Lawrence, Kamin, Saunders & Uhlenhop, LLC wishes to thank its Attorneys and Staff for participating in this worthy cause. We further wish to recognize and express genuine gratitude to our longtime supplier of office products, John Belvisi with Warehouse Direct Inc., for donating many of the supplies needed for the fundraiser.

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Mitchell Goldberg to present at the EEOC Training Institute's 11th Anniversary EXCEL Conference

Mitchell Goldberg will be a speaker at this year's EEOC Conference on Examining Conflicts in Employment Law (EXCEL), scheduled for August 18-21, 2008 at the Chicago Hilton Hotel in Chicago, Illinois. Mitchell, along with Judge Edward Washington of the Circuit Court of Cook County, and Chicago attorneys Yvonne Soong and Ahmed Patel, will be speaking at the August 20, 2008 program on Cultural Considerations in Mediations for the Advanced Mediation Track. The program will be moderated by Mary Manzo, EEOC, Chicago District Office. More details can be obtained at www.eeotraining.eeoc.gov.

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Mitchell Goldberg re-elected to Chicago Lincoln Inn of Court Executive Committee

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently re-elected to the executive committee of the Chicago Lincoln Inn of Court. The firm wishes Mitchell and the Inn a wonderful and productive year.

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Lawrence Kamin congratulates Mitchell Goldberg on his re-election to the Board of the Decalogue Society of Lawyers

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently re-elected to the Decalogue Society of Lawyers Board of Managers. Mitchell, along with the rest of the Decalogue Society's Officers and Board, were sworn in by Hon. Timothy C. Evans, Chief Judge of the Circuit Court of Cook County at the Society's Annual Meeting Dinner held on June 23, 2008. The evening's festivities were led by Justice Alan J. Greiman. The firm wishes Mitchell and the entire Decalogue Society a wonderful and productive year.

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Lawrence Kamin to Sponsor Table at Annual Meeting and Dinner of the Decalogue Society of Lawyers

On June 23, 2008, Lawrence Kamin will be sponsoring a table at the Seventy-Fourth Annual Meeting and Installation Dinner of the Decalogue Society of Lawyers. The firm offers its congratulations to partner Mitchell Goldberg on his re-election to the Decalogue Board of Managers, as well as the various Decalogue award recipients, including Justice Robert E. Gordon (President's Award), Gerald S. Schur (Hebrew University Fellowship Award), Joyce Williams (Outstanding Community Service Award), Dean Nina S. Appel (Lifetime Achievement Award), Senator Arthur L. Berman (Lifetime Achievement Award), Judge Moshe Jacobius (Lifetime Achievement Award), Judge Carole Kamin Bellows (Lifetime Achievement Award), and Judge Rhoda Davis Sweeney (Lifetime Achievement Award). More information about the event can be found at the following website: www.decaloguesociety.org.

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Partner and Mayor, John Mahoney Speaks to Save Swallow Cliff Toboggan Slides

On April 8, 2008, before a camera crew from ABC News and a reporter from WBBM Radio, Mayor of Palos Park John Mahoney and 30 Palos area residents boarded a school bus in Palos Park to appear before the Cook County Board (actually the Forest Preserve District, but the County Board Members serve as the members of Forest Preserve District). A copy of Mayor Mahoney's prepared comments is available here. Although the Board ultimately voted to approve the contract for demolition of the slides, and the slides have since been demolished by the County, Mayor Mahoney and area residents continue to pursue the rebuilding of the toboggan slides and are committed to restoring Swallow Cliff to its status as major area recreational attraction.

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Paul Uhlenhop Serves on Editorial Board of New Publication

Paul Uhlenhop is serving on the Editorial Board of a brand new bi-monthly publication Practice Compliance & Risk Management For the Securities Industry and published an article in the inaugural issue (March-April 2008) entitled “FINRA Proposes Guidance With Respect to International Prime Brokerage Transactions Effecting United States Executing Brokers, Prime Brokers and Custodians”. Paul’s article can be found by accessing our firm’s Articles page.

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Lawrence Kamin to Sponsor Table at the 2008 International Women’s Day Fair and Luncheon

On March 7, 2008, Lawrence Kamin will be sponsoring a table at the Seventh Annual Chicago Celebrates International Women’s Day Fair and Luncheon. Dr. Martha Nussbaum, Ernst Freund Distinguished Service Professor of Law and Ethics at the University of Chicago, will present the keynote speech “Religion and Equality in American Public Life.” Jennifer Tryzna of Lawrence Kamin is an active volunteer and member of the corporate marketing committee of the International Visitors Center of Chicago (“IVCC”), one of three organizers and primary sponsors of the event. To learn more about this event or the IVCC, visit the IVCC website at www.ivcc.org

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Defense Research Institute Hosts Flagship Product Liability Conference

Attorneys from across the United States will flock to Arizona in February, not for the superbowl, but for the Defense Research Institute’s flagship conference, Product Liability in the Global Economy, February 6-8, 2008. As a co-chair of the DRI’s Children’s Products Specialized Litigation Group, John Monical helped set and organize the program for this prestigious SLG. John wishes to thank his co-chair, Cheryl Possenti (Goldberg Segalla LLP, Buffalo NY) and the group’s corporate liaison, Maxine Schroll (Newell Rubbermaid, Inc.) for their dedication to the program. Also attending this year’s conference from Lawrence Kamin are Charlie Risch and Paul Weltlich. For more information about the DRI or its product liability conference, please visit www.DRI.org

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Super Lawyers - 2008

Lawrence Kamin offers its sincerest congratulations to partners Paul Uhlenhop, Kent Lawrence, John Monical and Mitchell Goldberg for being recognized in their respective practices by Super Lawyers Magazine. Paul Uhlenhop and Kent Lawrence were named Illinois Super Lawyers 2008. John Monical and Mitchell Goldberg were named Illinois Rising Stars 2008. As a firm committed to excellence in the practice of law, Lawrence Kamin takes great pride in having the talents of four of its partners recognized by the greater Illinois legal community. http://www.superlawyers.com/illinois/lawfirm/Lawrence-Kamin-Saunders-and-Uhlenhop-LLC/6ca17d00-5f7f-4bcb-b2f2-d974154158a7.html

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Announcement of Adjunct Professors

As in years past, members of the Lawrence Kamin team dedicate themselves to the advancement of education by serving as Adjunct Professors for various collegiate institutions. We proudly acknowledge the following for their commitment to serve the scholastic community:

Chicago-Kent College of Law – Spring Semester 2008
Program: Financial Services LLM
Course: Enforcement and Litigation
• Peter Cooper • Mitchell B. Goldberg • Michael Wise

University of Illinois College of Law – Spring Semester 2008
Course: Regulation of Derivatives Markets
• Paul B. Uhlenhop • Michael Wise

U of I classes are conducted at the Law School’s campus in Champaign, with one session held in Chicago after a tour of the futures exchanges.

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Webinar for National Regulatory Services – Center for Compliance Professionals

On January 24, 2008, Michael Wise served as a Webinar instructor sponsored by the National Regulatory Services Center for Compliance Professionals, in connection with their Investment Adviser Compliance Certificate Program. Michael’s topic focused on investment adviser issues with respect to the Securities Act of 1933. The Center for Compliance Professionals is a division of the NRS and serves as its cornerstone in compliance education and professional development. Additional information about the NRS and the Center for Compliance Professionals can be obtained at www.nrs-inc.com

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American Society for Quality - Presentation by John S. Monical & Charles J. Risch

On January 18, 2008, John Monical and Charlie Risch presented Consumer Product and Safety, an instructional discussion on recently proposed changes to the consumer protection statutes and their likely affects on the quality profession. The presentation was part of “Advancing Quality”, a conference hosted by the American Society for Quality in conjunction with Calumet College. For more information about this organization and its dedication to quality for a vast array of industries, please visit www.ASQ.org

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Association for Conflict Resolution Program

On January 16, 2008 Kent Lawrence, who also serves as Board Member and Treasurer of the Association for Conflict Resolution (ACR) / Chicago Chapter, led a program panel entitled “What Happens Before the Mediation: Pre-Mediation Techniques That Work”. The event, held in Lawrence Kamin’s extended conference center, was attended by 30 guests. With over 25-years experience in the Alternative Dispute Regulation field, Kent is well-versed in this area and considered a highly skilled arbitrator and mediator. For these reasons, Kent is proud to serve as an active member of the ACR, which is the only national organization dealing with, and having members involved with, all aspects of alternative dispute resolution. The Chicago Chapter’s activities focus upon its monthly programs. For a complete listing, and further information regarding the organization, please visit www.acrchicago.org

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John Mahoney and Palos Park Step-up to Save Environment

On Saturday, September 15, 2007, our partner John Mahoney, who also serves as the Mayor of Palos Park, Illinois, played host to television and movie personality and noted conservationist Ed Begley, Jr., who served as the Grand Marshall of Palos Park’s Annual Parade and Chili Cook-Off. The Palos Orland Conservation Committee sponsored Mr. Begley’s appearance at the event, with Nicole Milovich-Walters moving mountains to arrange the visit. Mr. Begley also spoke at the event regarding various ways, large and small, in which folks can conserve energy. After Mr. Begley’s talk and a good bowl of Chili, Mr. Begley and Mr. Mahoney, along with Steve Buchtel of the Chicago Bike Federation and Dave Alm of the Palos Orland Conservation Committee, enjoyed a 20 mile bicycle ride through Palos Park and the Palos and Tinley Creek Forest Preserve. The Village of Palos Park is located in Southwest Cook County in a pastoral setting bordering 11,000 of the 60,000 acres of Forest Preserve in Cook County.

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Charles Risch and John Monical Obtain Summary Judgment in Brain Injury Case

Charlie Risch and John Monical obtained summary judgment for the defendant in Hughey v. Kolcraft in Wayne County, Indiana, Superior Court.
The plaintiff alleged that her son had suffered serious brain injuries when he was ejected from a car during a high-speed rollover accident and that the proximate cause of those injuries was the failure of a defectively designed component of a car seat manufactured by Kolcraft. Charlie and John filed motions on behalf of Kolcraft seeking to bar the testimony of the plaintiff’s design expert, and for summary judgment. Charlie first argued in December 2006. On April 30, 2007 the court granted the motion to bar plaintiff’s design expert, finding that the expert did not have expertise in child restraint design and that his opinions of defect were speculative and not based on any reliable testing or scientific methodology. In July, at the Court’s request, Charlie reargued the summary judgment and on August 3, 2007, the Court entered an order and opinion granting the summary judgment motion, finding that:

1. Kolcraft was entitled to a rebutable presumption that its product was not defective and that it had not been negligently designed because Kolcraft had proven that the product complied with the relevant federal safety standards; and

2. Plaintiff had failed to point to any admissible evidence to rebut this presumption in light of the speculative and unsupported opinions of plaintiff’s design expert.

Charlie and John would like to thank and congratulate the entire litigation team: Don Snemis, a partner at Ice Miller, LLP in Indianapolis, who collaborated with Charlie and John on briefing and arguing the motions; Dr. Richard Stalnaker, of Ristal Engineering, Columbus, Ohio, who offered opinions supporting the motions that the Court cited and relied upon in its opinion; Dr. Dennis Guenther, of SEA, Inc., Columbus, Ohio, who performed the reconstruction on which Dr. Stalnaker’s opinions were based; and Eileen Lysaught, Kolcraft’s General Counsel, who supervised the litigation in-house and coordinated discovery responses.

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Lawrence Kamin Celebrates 75 Years of Client Service

Founded in 1932, Lawrence Kamin Saunders & Uhlenhop, LLC is celebrating our 75th year! Thank you to our clients for your many decades of trust and confidence. We look forward to working as your legal and business advocates for another 75 years!

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Mitchell Goldberg Invited to Join American Assembly Next Generation Project as Fellow

Lawrence Kamin is pleased to announce that Mitchell Goldberg was invited to serve as a fellow at the Midwest Assembly of the Next Generation Project of the American Assembly of Columbia University. The Next Generation Project: U.S. Global Policy and the Future of International Institutions is a nonpartisan initiative intended to assess whether the current national security, multilateral and international institutions are enough to meet the challenges of the future, and will explore innovative organizational responses to an era of rapid globalization. The Midwest Assembly is meeting in Chicago this October. The firm acknowledges that this invitation is given to a select few and is proud that Mitchell was chosen.

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Lawrence Kamin Sponsors NSCP National Membership Meeting

Lawrence Kamin is a proud sponsor of the National Society of Compliance Professionals (NSCP) National Membership Meeting being held in Washington, D.C. October 17-19, 2007. For more information, please visit www.nscp.org .

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John Ruark Addresses Regulatory Issues at NRS Compliance Conference

The National Regulatory Service will be holding its 22nd annual fall compliance conference in Huntington Beach, California Oct. 24-26, 2007. The firm’s John Ruark will be participating on the Broker-Dealer Overview panel on October 24th, speaking on hot regulatory issues. For more information please visit www.nrs-inc.com.

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We Moved!

On June 1, 2007, Lawrence Kamin moved to a spacious new suite of offices across from the Sears Tower. Attorneys and staff alike are praising our new headquarters, which provide increased efficiencies that will undoubtedly be passed on to our clients. Our main phone and fax numbers have not changed, but our new address is:

300 South Wacker Drive
Suite 500
Chicago, Illinois 60606

Click here for a map to our office, we look forward to seeing you!

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Kent Lawrence Named to DePaul University College of Law Arbitration Planning Committee

DePaul University College of Law has formed a planning committee to explore the possibility of the school's Center for Dispute Resolution sponsoring a symposium on arbitration. Kent Lawrence of Lawrence Kamin has accepted Dean Weissenberger’s invitation to participate as a member. The committee, which held its first meeting on July 9, 2007, will explore the discontinuity between the reality of arbitration and how it functions, as compared with its depiction in court opinions, proposed legislation and the public media and academic journals.

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Mitchell Goldberg Re-Elected to Decalogue Society of Lawyers Board

Lawrence Kamin is pleased to announce that Mitchell Goldberg was recently re-elected to the Decalogue Society of Lawyers Board of Managers. Mitchell, along with the rest of the Board, was sworn in by Hon. Ilana Diamond Rovner at the Society’s Annual Meeting Luncheon held on June 27, 2007. The firm wishes Mitchell and the entire Decalogue Society a wonderful and productive year.

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Lawrence Kamin Sponsors NSCP Regional Conference

Lawrence Kamin was a proud sponsor of The National Society of Compliance Professionals Midwest Membership Meeting on June 4, 2007. Our own Michael Wise lead a panel discussion on the Changing Complexion of the Chief Compliance Officer and the Compliance Department for Investment Advisors. For more information, please visit www.nscp.org.

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ACR Chicago Honors Richard Salem and Re-Elects Kent Lawrence as Treasurer

On May 22, 2007, the Chicago Chapter of the Association for Conflict Resolution held its annual meeting at Northwestern University, presenting a lifetime achievement award to Richard (Dick) Salem. ACR Chicago also reelected Kent Lawrence of Lawrence Kamin, along with Holly Campbell, Michael Cohen, Hon. Gino DiVito (ret.), Hon. Allen S. Goldberg, Mary Ellen LaCien, Karen Lambert, Mark Mayer, Mary A. Thompson, and Hon. Willie Wright (ret.) to serve as the new board of directors. The Association elected Elizabeth Simon as the new president, Elizabeth Vastine as president-elect, Cookie Levitz as secretary, and reelected Kent Lawrence as treasurer. Lawrence Kamin congratulates Dick Salem and all of the newly elected officers and directors, and we express our deep appreciation to the board members and officers of ACR Chicago for their dedication and service. For more information about ACR Chicago and alternative dispute resolution information in the Chicago area, visit www.acrchicago.org.

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John Mahoney Elected Mayor of Palos Park

On April 17, 2007 Lawrence Kamin Partner John Mahoney was elected as the new Mayor of Palos Park, Illinois. Everyone at Lawrence Kamin congratulates John and his entire slate:

John F. Mahoney, Mayor
Carol Bryson, Clerk
Mary O’Connor, Commissioner
Diane Goerg, Commissioner
James Pavlatos, Commissioner
Dan Polk, Commissioner

The firm would also like to thank the former Mayor Carolyn A. Baca, Clerk Annette Mucha, Commissioner Ed Marcyn and Commissioner Ray Devries on their years of dedication to the Village. For more information about the Village of Palos Park, visit www.palospark.org.

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Mitchell B. Goldberg Elected to Partnership

Lawrence Kamin congratulates Mitch Goldberg, who was elected to partnership on April 1, 2007. Since joining the firm in 2001, Mitch has repeatedly proven his ability and commitment to clients and legal ethics by successfully litigating, arbitrating and mediating cases for clients in diverse industries.

Congratulations!

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